Know Your Broker
At American Heritage Wealth Management, we want to truly know you and your story. We also want you to know us and how our story can help you.
- FINRA BrokerCheck is a free tool to research the background and experience of financial brokers, advisers and firms.
- FINRA BrokerCheck helps you make informed choices about brokers and brokerage firms that provides easy access to investment adviser information.
- FINRA BrokerCheck tells you instantly whether a person or firm is registered, as required by law, to sell securities (stocks, bonds, mutual funds and more), offer investment advice or both.
- FINRA BrokerCheck gives you a snapshot of a broker's employment history, regulatory actions, and investment-related licensing information, arbitrations and complaints.
Click Here to access your FINRA BrokerCheck.
Acting In Your Best Interest
We are committed to only acting in your best interest, always.
At American Heritage Wealth Management that means we want to learn about you and your plans to help achieve your American Dream. We believe transparency is effective and a prudent practice when helping clients with their financial planning. Together we will create a road map for success that champions the U.S. Securities and Exchange Commission Best Interest Regulation.
The SEC adopts Rules and Interpretations to Enhance Protections and Preserve Choice for Retail Investors in Their Relationships With Financial Professionals. (https://www.sec.gov/rules/final/2019/34-86031.pdf )
“Individually and collectively, these actions are designed to enhance and clarify the standards of conduct applicable to broker-dealers and investment advisers, help retail investors better understand and compare the services offered and make an informed choice of the relationship best suited to their needs and circumstances, and foster greater consistency in the level of protections provided by each regime, particularly at the point in time that a recommendation is made.” ( https://www.sec.gov/news/press-release/2019-89 )
Click Here to read more.